Posts tagged securities transactions.
By:
Delays and Difficulties for Fintech Start-Up Begin with Regulatory Questions About What a Security Is and What It Means to Facilitate Securities Transactions

Orchard Platform’s electronic trading platform appears to have found safe legal ground at last to effect “securities” transactions in marketplace loans.

Tags: Alternative Trading Systems   ATS   Broker-dealer   Broker-dealer registration   Definition of a Security   Exchanges   securities   Securities Exchange Act   securities transactions   trading platforms
olshanlaw.com

Subscribe

Recent Posts

Contributors

Archives

Jump to Page

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. You may disable these by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.